Resources & Policies

TD Asset Management Inc. (TDAM) adheres to a strict set of standards to ensure that our clients’ interests always come first. We have made available to the public certain frameworks and policies as outlined below. Additional policies are available within our secure TDAM Infos client portal.

National Instrument 24-101 Policy

NI 24-101 provides a framework in securities legislation for ensuring more efficient and timely processing of institutional trades. It requires participants in the institutional trading process to have in place processes and procedures that allow trade matching within prescribed limits.

National Instrument 81-107: IRC for Investment Funds

Independent Review Committee 2019 Report to Securityholders.

Examination and Dispute Resolution Policy for Quebec Residents

TDAM wants its clients to have the best experience possible when they do business with us. If a client has a problem or concern with the service they have received, we want to address it as quickly and effectively as possible.

TDAM Sustainable Investing Framework

Sustainable investing is an approach that incorporates environmental, social and governance (ESG) factors into the investment process. We implemented our framework in 2009.

Enterprise Business Continuity and Incident Management

TD Bank Group's Business Continuity and Incident Management Program combines business resumption planning, incident management, and planning for systems recovery.